UC-401
Holdings ESG Screen & SFDR Evidence
Screens every holding against the fund exclusion policy and controversy feeds, and assembles the evidence behind each disclosure.
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The Challenge
Exclusion screens run on vendor scores that disagree, and a challenged holding takes days to justify. Sustainability claims in fund documents must be evidenced, yet the evidence sits in unread issuer reports.
How It Works
- Reads issuer sustainability reports, controversy feeds, vendor ratings, holdings and policy.
- Tests each holding against the exclusion rules and explains where vendor ratings disagree.
- Hands the ESG team a breach list and a per-fund evidence file for the periodic disclosure.
What It Removes
- Reconciling conflicting vendor ESG scores by hand
- Reading issuer reports to justify one holding
- Rebuilding the disclosure evidence file each period
Input Data RequirementsHoldings files, fund exclusion policy, vendor ESG ratings, controversy news feeds, issuer sustainability and annual reports, disclosure templates
Output FormatPer-fund screening breach list with the reason and source, plus an evidence file behind each sustainability claim in the periodic disclosure
“Two data vendors, two different verdicts on the same issuer, and we have to defend whichever one we used.”