UC-395
Insider List & Wall-Crossing Control
Holds every insider list and wall crossing in one place, watches trading around each one and flags what needs a control-room decision.
TBDBuild Duration
XXXXIndicative ROI
XXXXBuild Cost
XXXXValue
The Challenge
Insider lists live in spreadsheets per deal team and the restricted list is updated by email. When a name should have been added is reconstructed after the event, usually for a regulator.
How It Works
- Reads deal records, wall-crossing approvals, insider lists, staff dealing and firm trades.
- Links each person and entity to the inside information they hold and the windows it was live.
- Alerts the control room when trading, research or a new mandate touches a name on the list.
What It Removes
- Maintaining per-deal insider spreadsheets by hand
- Emailing the restricted list around at each update
- Reconstructing wall-crossing timelines after the fact
Input Data RequirementsDeal and mandate records, wall-crossing approvals, insider and watch lists, staff dealing records, firm trading, research coverage calendar
Output FormatSingle insider and restricted list with a timestamped crossing history, live conflict alerts and a regulator-ready audit extract per deal
“We can produce an insider list. Producing the one that was true on the fourth of March takes a week.”