UC-392
Surveillance Alert Triage & Case Narrative
Reads each surveillance alert with its order book and communications, closes the explainable ones and drafts the case file for the rest.
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The Challenge
Surveillance teams clear most alerts as false positives, and each costs an analyst a written rationale. Thresholds are calibrated rarely and the context that clears an alert sits in chat, voice and the book.
How It Works
- Reads surveillance alerts, order and execution logs, e-comms, voice transcripts and mandates.
- Reconstructs the trading sequence around each alert and matches it to prior dispositions.
- Closes explainable alerts with a cited rationale and escalates the rest as a drafted case file.
What It Removes
- Writing the same close rationale on repeat alerts
- Pulling order and chat history for every alert by hand
- Re-reviewing alerts already cleared on the same pattern
Input Data RequirementsSurveillance system alerts, order and execution records, market data, e-comms and voice transcripts, trader mandates, prior alert dispositions
Output FormatTriaged alert queue with cited close rationales, escalated case files and a monthly view of which thresholds are producing noise
“Our analysts spend the day writing reasons why nothing happened, and the real case waits behind four hundred of them.”